Learn practical workings of Capital Markets & Securities Law from top-tier law firm lawyers behind major IPOs. Get a thorough understanding of how IPOs and capital market transactions are actually executed from due diligence to drafting offer documents and ensuring SEBI compliance. Build the practical skillset needed to break into high-stakes corporate transactions and stand out in top law firm roles from day one.

Mentors

Leading Lawyers & Industry Experts

Courses led by professionals actively working in law firms, consulting, and corporate roles.

Richa Choudhary

Partner

Trilegal

Manshoor Nazki

Partner

Cyril Amarchand Mangaldas

Sayantan Dutta

Partner

Shardul Amarchand Mangaldas & Co.

Ruth Chenchiah

Partner

Shardul Amarchand Mangaldas & Co.

Maitreya Rajurkar

Counsel

Trilegal

Pooja Sharma

Associate Partner

Kanga & Co

Top Employers

Our 30,000+ Learners are working at leading Law Firms, Companies, and Institutions

MODULES

What Will You Learn In This Course?

Module 1: Basic Understanding and Journey of Capital Markets

  • Introduction about Capital Markets 
  • Role of Capital markets played in the economic and financial system 
  • Increasing significance of this Practice

Module 2: Capital Markets Players and their Roles 

  • Issuer company 
  • Merchant Banker/ Book Running Lead Manager (“BRLM”) 
  • Issuer counsel 
  • BRLM Counsel 
  • Designated Stock Exchange 
  • Auditors 
  • Registrars and Share Transfer Agents 
  • Monitoring Agencies, Syndicate Members, Underwriters

Module 3: Equity Markets ‍

  • Equity Markets and Instruments 
  • Difference between private placement and public issues 
  • Process until Listing

Module 4: Initial Public Offers (1) 

  • Meaning 
  • Offer for Sale and Fresh Issuance

Module 5: Initial Public Offers (2) ‍

  • Offer Documents – Draft Red Herring Prospectus, Red Herring Prospectus, Prospectus
  • Ancillary deliverables such as transaction agreements, certificates etc. 

Module 6: Qualified Institutions Placements ‍

  • Meaning 
  • Who are Qualified Institutional Buyers 
  • Process and ancillary deliverables such as agreements, certificates etc.

Module 7: Applicable Laws ‍

  • SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 and related circulars 
  • Companies Act, 2013 and Rules 
  • Securities Laws, including Securities Contracts (Regulation) Act, 1956 read with Securities Contracts (Regulation) Rules, 1957 
  • Exchange Bye-laws  

Module 8: Major capital market deals

Module 9: Assignments

Module 10: Career Guidance Session

  • Job Opportunities in this area
  • What soft skills are required to become a leading securities lawyer?
  • Secrets to deliver deep sector expertise and practical, innovative solutions.
  • Importance of the full spectrum of capital markets work
  • How to have a career focused approach in this practice area.
  • CV building for capital markets internship or job.

Demo Lecture for You to Get Started

Transformative success stories from our alumni who’ve reached new career heights

BENEFITS & BONUSES

What Will You Gain From This Course?

1

Recording accessible 24*7 for 1 year at your convenience.

2

Reading material for comprehensive learning.

3

Professionally recognised Certificate on completion of the course.

4

Career guidance sessions by the experts included in the course.

FOR WHOM

Who Should Join?

Law Students
Fresh Law Graduates
Practicing Advocates
Corporate Lawyers
In-House Counsels
CA & CS Professionals
Any corporate law enthusiasts interested in learning about capital markets & securities law
LEARNING OUTCOMES

Career Opportunities After This Course

This course opens multiple career pathways and income opportunities.

Capital Markets Associate

Get transaction-ready from day one

Join securities practices at top firms and advise on IPOs, rights issues, and debt offerings.

In-House Counsel 

Advise on securities compliance from the inside

Work with listed companies and corporates on SEBI compliance, disclosures, fundraising strategies, and investor communications. 

Independent Securities Law Practitioner

Build your own capital markets practice

Step into an independent advisory role with the drafting skills, regulatory fluency, and transaction experience to counsel clients.

Investment Banking & Financial Advisory

Work at the intersection of law and finance

Collaborate with investment banks, merchant bankers, and financial advisors on IPOs, due diligence, and transaction structuring.

Compliance & Regulatory Advisory Roles

Ensure smooth regulatory adherence

Advise companies on stock exchanges, SEBI regulations, insider trading laws, disclosure requirements, and corporate governance frameworks.

Review of this Course

Archismaan Tyagi, Associate, Peritum Partners

Archismaan enrolled in the program as a law student to build a strong foundation in Capital Markets & Securities Law. Through the course, he developed a comprehensive understanding of financial markets, including the stock market, bond market, and key financial instruments. Taking it a step further, he also wrote a research paper on “An Analysis of the Initial Public Offering (IPO) Process in India.”

Harsh Arora, Associate, Trilegal

Harsh strengthened his foundation as a law student in Capital Markets & Securities Law through the course. He developed a deeper understanding of the subject and gained clarity on the regulatory framework, enabling him to confidently navigate legal complexities and ensure compliance in capital market transactions.

Sarthak Mishra, Associate, Shardul Amarchand Mangaldas & Co.

Sarthak found the course highly well-structured and thoughtfully designed. He particularly valued the depth of learning delivered at an economical price, especially with a strong lineup of speakers. The moderator–speaker format and comprehensive coverage of key topics stood out, leaving him looking forward to more such programs in the future.

CERTIFICATION & RECOGNITION

Earn Recognition That Adds Real Value to Your Practice

Receive certification and recognition that reflect your progress and credibility as a legal professional.

Industry-Relevant Certification

Receive a certificate validating practical expertise in IPOs, SEBI compliance, and capital market transactions.

Credible, Practice-Oriented Learning

Demonstrates hands-on training with real offer documents, due diligence, and deal execution.

Long-Term Professional Value

Join a growing network of lawyers working on India's largest capital market transactions.

FAQ

Frequently Asked Questions

Find clear answers to common questions about the program, learning format, and certification.

What will I learn in this course?

How IPOs are structured, how SEBI regulations work in practice, due diligence in capital markets transactions, securities compliance, and the end-to-end process of taking a company public.

Can I learn at my own pace?

Yes. All modules are pre-recorded — no fixed schedule, no live sessions. Log in and learn whenever you're ready.

Will I receive a certificate?

Yes. A certificate of completion is issued after finishing all modules.

How long will I have access to the course?

You will get access to the course for a period of 1 year from the date of enrollment.

Is there any career support included?

Yes. Recorded career guidance sessions are part of the course content.

Certificate Course on Capital Markets & Securities Law

₹4199

Course level:

Beginner to Expert

Modules:

10

Learning format:

Pre-recorded Modules + 1-year Recording Access

Certificate:

Upon completion of the course

Enroll Now

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Certificate Course on Capital Markets & Securities Law

₹4199